COMPLIANCE
In accordance with “Our Mission” it has been decided that with effect January 2008, Arthur Boshoff Brokers will be affiliated to Masthead Distribution Services (Pty) Ltd, a compliance practice approved by the Financial Services Board, in order to comply with and meet the requirements of the FAIS legislation – Financial Advisory and Intermediary Services Act, 2002.
Financial Services Board
The FSB register financial services providers after being satisfied that they meet the fit and proper requirements, supervise such providers on an on-going basis to ensure that they comply with the duties imposed by the Act at all times and take the necessary regulatory action against those who do not comply, which include unregistered entities or persons.
Indemnity Insurance
Professional Indemnity Insurance cover offers peace of mind for all parties
Complaints
The Financial Advisory and Intermediary Services Act (FAIS Act) requires that a financial service provider (ie. our brokerage) must maintain an internal complaints resolution system and procedure in the event that a client complains about a financial service rendered by the financial services provider.
Letter of Introduction & DISCLOSURE
In complying with the FAIS legislation, ABB would like to bring the attached pertinent information to your attention. Please review the disclosure agreement and feel free to make contact for any further information.
AUTHORITY TO ACT
Written authorization to represent or act on our clients behalf.
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We value the quality of the service that we offer our clients above all else.
Our goal is to provide a variety of solutions coupled with expert advice.